Investing Center Preview – Manage your investments and watch your net worth grow.


Guggenheim China Small Cap ETF – HAO ETF Overview

Last PriceToday's Change52-Week RangeTrading Volume
25.22-0.70 (-2.70%)20.26 - 36.4013.9 thousand (Below Avg)

Market data as of 12:55PM 11/27/15. Quotes are delayed by at least 15 min.

Overview - HAO

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the AlphaShares China Small Cap Index. The fund, using a "passive" or "indexing" investment approach, seeks to replicate, before the fund's fees and expenses, the performance of the index. The index is designed to measure and monitor the performance of publicly-traded mainland China-based small capitalization companies. For inclusion in the index, AlphaShares, LLC defines small-capitalization companies as those companies with a maximum $1.5 billion float-adjusted market capitalization.

Previous Close25.92
Day's Range25.16 - 25.82
Avg Volume (10 Day)38.8K
Total Assets$146.80M
Expense Ratio0.83%
Yield (Trailing 12 Mo.)2.28%
Fund Inception01/30/2008

Trailing Total Returns - HAO

as of 10/31/2015
TimeframeHAOS&P 500China Region
1 Month9.16%8.44%11.59%
3 Month-4.95%-0.63%-4.71%
1 Year-1.75%5.20%5.03%
3 Year8.34%16.20%7.01%
5 Year-1.75%14.33%0.10%
10 Year--7.85%8.32%
Since Inception2.49%10.55%--

Stock Sector Allocation - HAO

as of 10/31/2015
Basic Materials
Consumer Cyclical
Financial Services
Real Estate
Consumer Defensive
Communication Services

Top Ten Holdings - HAO

as of 10/31/2015
CompanyYTD Return% of Assets
China Galaxy Securities Co Ltd--1.67%
Shenzhou International Group Holdings Ltd--1.43%
ANTA Sports Products Ltd--1.42%
CSPC Pharmaceutical Group Ltd--1.17%
GOME Electrical Appliances Holding Ltd--1.12%
China Everbright Ltd--1.05%
China Power International Development Ltd--1.05%
China Cosco Holdings Co Ltd H Shares--1.05%
China Huishan Dairy Holdings Co Ltd--1.03%
Intime Retail (Group) Co Ltd--0.98%

Valuation & Growth - HAO

as of 10/31/2015
ValuationHAOCategory Range
Price/Cash Flow5.44
Dividend Yield3
LT Earnings15.71
Historical Earnings6.06
Sales Growth-22.46
Cash-Flow Growth7.61
Book-Value Growth-41.7
Key:  Lo 

Morningstar Summary - HAO, 3 Year

Management Style
Large Cap
Medium Cap
Small Cap
Ratingvs Category
ReturnAbove Avg
Key:  Lo 

Risk Analysis - HAO, 3 Year

Standard Deviation23.46
Sharpe Ratio0.45

Tax Analysis - HAO, 3 Year Avg

Pretax Return8.34%
Tax-adjusted Return7.48%
Tax Cost Ratio0.79%
Potential Cap Gains-45.28%

Create an Online Investing Center Account After Purchasing Premier

Create an Account

Track your Investing Portfolio wherever you use the web.
New charts and graphs make managing your investments easy.
Evaluate stocks with step-by-step tools such as One-Click Scorecard, which lets you analyze investments based on leading strategies such as Robert Hagstrom's The Warren Buffet Way.

Track Your Portfolio Performance Online With Flexible Tools

Portfolio Performance

Track the performance of any of your portfolios.
Chart your portfolio and compare it to up to 10 other stocks, mutual funds, or benchmarks.
Analyze individual holding performance grouped by asset class.

Assess Your Risk vs. Return Potential Against Multiple Models

Risk vs. Return

Get detailed analysis of the risks and returns for all of your portfolios.
Compare your portfolio's asset allocation to the model portfolio of your choice.
Optimize your portfolio by maintaining the most efficient ratio of risk to returns with your asset allocation.

Assess Your Sector Exposure for One or More Portfolio Holdings

Sector Exposure

See the sector distribution of your portfolio and compare it to the model portfolio of your choice.
Read a concise summary of the areas where your portfolio differs most from the model.
Review a detailed sector breakdown for all assets in your portfolio.

Check Your Portfolios for Holding Overlap and View Options for Changes

Holdings Overlap

Select a portfolio to see how its holdings overlap with all of your holdings or a specific portfolio.
The Top 10 Holdings takes into account mutual fund assets giving you a clear idea of your exposure to an individual security.

Set Alerts to Monitor Your Portfolios

Portfolio Alerts

Select the portfolios or watchlists to monitor market changes throughout the day.
Set alerts when the value rises or falls to a specific level, or when the percent change is greater than the specified amount.

Track Security Performance by Using Symbol Alerts

Stock Alerts

Receive alerts on Stocks, Mutual Funds, ETFs, and Indices by entering a symbol.
Customize alerts by price, volume, or specific events like dividends, splits or earnings.

Proprietary One-Click Scorecard Methodology Provides In-Depth Company Analysis

One-Click Scorecard

Get opinions and detailed analysis from multiple independent sources.
Evaluate potential investment candidates and eliminate those equities that aren't up to snuff.
Learn more about the criteria and see how the company measures up in each category against its industry average.

Analyze Companies by Evaluating Various Company Fundamentals

Stock Evaluator

Assess the growth, financial health, management performance, market multiples and intrinsic value of a company.
Compare each fundamental against the industry average and learn more about what performance in each fundamental means.