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Guggenheim China Small Cap ETF – HAO ETF Overview

Last PriceToday's Change52-Week RangeTrading Volume
24.48-0.38 (-1.53%)20.26 - 36.4037.2 thousand (Below Avg)

Market data as of 3:59PM 10/06/15. Quotes are delayed by at least 15 min.

Overview - HAO

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the AlphaShares China Small Cap Index. The fund, using a "passive" or "indexing" investment approach, seeks to replicate, before the fund's fees and expenses, the performance of the index. The index is designed to measure and monitor the performance of publicly-traded mainland China-based small capitalization companies. For inclusion in the index, AlphaShares, LLC defines small-capitalization companies as those companies with a maximum $1.5 billion float-adjusted market capitalization.

Previous Close24.86
Day's Range24.11 - 24.80
Avg Volume (10 Day)77.3K
Total Assets$138.02M
Expense Ratio0.84%
Yield (Trailing 12 Mo.)2.48%
Fund Inception01/30/2008

Trailing Total Returns - HAO

as of 09/30/2015
TimeframeHAOS&P 500China Region
1 Month0.34%-2.47%-1.68%
3 Month-25.63%-6.44%-24.25%
1 Year-7.80%-0.61%-3.00%
3 Year7.97%12.40%4.46%
5 Year-2.72%13.34%-1.40%
10 Year--6.80%6.31%
Since Inception1.35%10.37%--

Stock Sector Allocation - HAO

as of 09/30/2015
Basic Materials
Consumer Cyclical
Financial Services
Real Estate
Consumer Defensive
Communication Services

Top Ten Holdings - HAO

as of 09/30/2015
CompanyYTD Return% of Assets
Shenzhou International Group Holdings Ltd--1.62%
China Galaxy Securities Co Ltd--1.46%
ANTA Sports Products Ltd--1.42%
CSPC Pharmaceutical Group Ltd--1.20%
China Power International Development Ltd--1.18%
China Cosco Holdings Co Ltd H Shares--1.17%
China Everbright Ltd--1.10%
China Shipping Container Lines Co Ltd H Shares--1.08%
China Huishan Dairy Holdings Co Ltd--1.06%
GOME Electrical Appliances Holding Ltd--1.01%

Valuation & Growth - HAO

as of 09/30/2015
ValuationHAOCategory Range
Price/Cash Flow5.09
Dividend Yield3.28
LT Earnings16.52
Historical Earnings5.88
Sales Growth-22.47
Cash-Flow Growth7.62
Book-Value Growth-41.66
Key:  Lo 

Morningstar Summary - HAO, 3 Year

Management Style
Large Cap
Medium Cap
Small Cap
Ratingvs Category
ReturnAbove Avg
Key:  Lo 

Risk Analysis - HAO, 3 Year

Standard Deviation23.34
Sharpe Ratio0.44

Tax Analysis - HAO, 3 Year Avg

Pretax Return7.97%
Tax-adjusted Return7.12%
Tax Cost Ratio0.79%
Potential Cap Gains-59.95%

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